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InvestorIdeas.com - Due Diligence

What is an 8K filing?

Form 8-K is used by companies to file current reports on the following events:

  • 1.01 Entry into a Material Definitive Agreement
  • 1.02 Termination of a Material Definitive Agreement
  • 1.03 Bankruptcy or Receivership
  • 2.01 Completion of Acquisition or Disposition of Assets
  • 2.02 Results of Operations and Financial Condition
  • 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
  • 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement
  • 2.05 Cost Associated with Exit or Disposal Activities
  • 2.06 Material Impairments
  • 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
  • 3.02 Unregistered Sales of Equity Securities
  • 3.03 Material Modifications to Rights of Security Holders
  • 4.01 Changes in Registrant's Certifying Accountant
  • 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
  • 5.01 Changes in Control of Registrant
  • 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
  • 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
  • 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
  • 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
  • 6.01. ABS Informational and Computational Material.
  • 6.02. Change of Servicer or Trustee.
  • 6.03. Change in Credit Enhancement or Other External Support.
  • 6.04. Failure to Make a Required Distribution.
  • 6.05. Securities Act Updating Disclosure.
  • 7.01 Regulation FD Disclosure
  • 8.01 Other Events
  • 9.01 Financial Statements and Exhibits

8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549


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